SEBI & Regulatory Compliance for Clients in New Zealand

Listed companies and market intermediaries face an increasingly complex regulatory environment under SEBI's jurisdiction. Our SEBI and regulatory compliance practice advises boards, promoters, and compliance officers on the full spectrum of securities law obligations — from continuous disclosure requirements and insider trading policies to takeover code compliance and related party transaction approvals. When SEBI initiates an investigation or issues a show cause notice, we provide experienced representation before SEBI adjudicating officers, the Securities Appellate Tribunal (SAT), and appellate courts. We have successfully defended clients in insider trading proceedings, front-running investigations, and disclosure violation cases. Our proactive compliance advisory helps listed companies build robust internal frameworks to prevent regulatory breaches before they occur. We also advise on SEBI's LODR regulations, ICDR regulations for public offerings, and AIF/PMS registration requirements for fund managers.